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§ 940.01, First-Degree Intentional Homicide -- Sufficiency of Evidence State v. Evan Zimmerman, 2003 WI App 196, (AG) PFR filed 9/10/03 For Zimmerman: Keith A. Findley, UW Law School Issue/Holding: Although "most of the persuasive evidence against" Zimmerman was his own statements and alibi; and although a conviction may not be based solely on a negative inference drawn from the defendant's own version, other evidence sufficiently supported the conviction, including: "evidence of his obsessive behavior, such as his diary and his appearance at bars and other places where Thompson was present after their breakup"; "Zimmerman's knowledge of the location of Thompson's body and her cause of death"; and "(o)ne of Thompson's hairs ... found in a brush in Zimmerman's van. A reasonable inference is that the hair came from Thompson on the night of the murder." ¶¶28-31. |
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| § 940.01, Intentional Homicide -- definitions - "human being" - fetus. |
| State v. Deborah J.Z., 228 Wis.2d 468, 596 N.W.2d 490 (Ct. App. 1999), affirmed by equally divided vote, 225 Wis.2d 33, 590 N.W.2d 711 (1999). |
| For Deborah J.Z.: Sally Hoelzel. |
| Holding: An unborn child is not a "human being" under the controlling definition in § 939.22(16), and the defendant therefore can't be charged with attempting to kill and injure her fetus by excessive drinking during her pregnancy. "Simply put, to be convicted of attempted first-degree intentional homicide and first-degree reckless injury, Deborah must attempt to kill or injure someone who has been born alive. This is not what Deborah was charged with doing. The decision whether to include an unborn child in the definition of a 'human being' is a policy issue best addressed by our legislature. We read § 939.22(16), STATS., to have definitively answered this question; the legislature clearly intended to exclude an unborn child by defining a 'human being' as one who has been born alive." |
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| § 940.02 (1969), Second-Degree Intentional Murder -- Sufficiency of Evidence (Battered Child) |
| State v. Arden C. Hirsch, 2002 WI App 8 |
| For Hirsch: Paul G. LaZotte, UW Law School, LAIP |
| Issue: Whether the evidence was sufficient to sustain conviction for second-degree murder, § 940.02 (1969). |
| Holding: Discrepancies between the parent's version of what happened to the child and medical expert testimony as to what could not have, or what must have, happened to produce the injuries is crucial. ¶7. Persuasive medical evidence that the child died as result of sever injury, along with evidence that defendant was alone with the victim at the time she suffered trauma, supports the verdict. ¶¶36-41. (Seidler v. State, 64 Wis. 2d 456, 219 N.W.2d 320 (1974) distinguished.) |
| § 940.02, First-degree reckless homicide -- Subjective Awareness of Risk -- sufficiency of evidence. |
| State v. Jefrey S. Kimbrough, 2001 WI App 138, PFR filed 6/25/01 |
| For Kimbrough: Glenn C. Cushing, SPD, Madison Appellate |
| Issue: Whether the evidence satisfied the reckless-conduct element, in particular that the defendant was subjectively aware of the risks in shaking a baby who died as a result. |
| Holding: The jury was entitled to draw a finding of guilt on this element from competing inferences: Though defendant's intelligence was "limited," he wasn't retarded; nor was there evidence that he was incapable of appreciating the risk of shaking a baby. ¶15. Despite statements that defendant gave to the police indicating a lack of awareness of the consequence of his act, he also lied in minimizing his conduct, which the jury could reasonably infer was due to his awareness of the risk of his conduct. ¶18: "We concur with the view expressed in case law that such escalating admissions may be used by the jury to infer the defendant's subjective awareness of the risk posed by shaking a baby." |
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| § 940.02, First-degree reckless homicide -- utter disregard for human life -- sufficiency of evidence. |
| State v. Audrey A. Edmunds, 229 Wis. 2d 67, 598 N.W.2d 290 (Ct. App. 1999). |
| For Edmunds: Dean A. Strang. |
| Holding: "Utter disregard for human life," an element of first-degree recklessness, derives from the old second-degree (depraved murder) statute. It imposes an objective test. Therefore, in this shaken baby death, it's irrelevant whether Edmunds had "personal knowledge that vigorously shaking a twenty-two pound infant could subject her to the risk of serious injury": a reasonable person would have known of the risk. The extreme severity of the injuries establish utter disregard (force similar to fall from 2nd story window). The fact that Edmunds called 911 didn't negate the element as a matter of law. |
| § 940.02, First Degree Reckless Homicide -- Refusal to Instruct on, as Lesser Offense State v. Jon P. Barreau, 2002 WI App 198, PFR filed 8/12/02 For Barreau: Glenn C. Reynolds Issue: Whether the first-degree intentional homicide defendant was entitled to an instruction on the lesser offense of first-degree reckless homicide. Holding: Barreau must show a reasonable basis for negating intent to kill. The victim was killed by multiple blows to the head with a baseball bat. Barreau argues that the victim was still alive when Barreau (and his accomplice) left him; and that only two of the blows were sufficient to kill the victim. Neither theory prevails: ¶22. But even this does not get Barreau very far. Although a reasonable view of the evidence suggests that Barreau and Keeran believed Hansen was not yet dead when they fled the house, there is no evidence indicating that they believed Hansen would ultimately survive. Barreau seems to suggest that a defendant is entitled to a reckless homicide instruction any time he or she left the scene of the crime while the victim was still alive. Barreau points to no authority for such a proposition and we are unaware of any. |
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| § 940.03, Felony-Murder (1999-2000) -- Stand-Alone, Unclassified Crime Not Penalty Enhancer |
| State v. Brandon L. Mason, 2004 WI App 176 |
| For Dawson: Ellen Henak, SPD, Milwaukee Appellate |
Issue/Holding: The felony murder statute, § 940.03 (1999-2000), contains characteristics suggestive of both penalty enhancers (it adds a specified term to the maximum penalty applicable to the underlying crime), ¶15, and also substantive offenses (it is located in a chapter that defines substantive offenses; and it incorporates the elements of offenses located elsewhere), ¶16, hence is ambiguous. Legislative history shows intent to create a stand-alone crime:
¶20 Therefore, we are persuaded that the legislature believed it was addressing a stand-alone crime, not a penalty enhancer. To summarize, the legislature at one time designated felony murder as a Class B felony, thus eliminating the primary reason the State now contends felony murder is a penalty enhancer: its add-on penalty structure. Further, in fixing unrelated problems, the legislature considered retaining the designated felony approach by making felony murder a Class A felony. We think it apparent that if the legislature thought it was dealing with a penalty enhancer, some part of the debate would reflect the need to return to an add-on penalty structure so as to restore the statute to penalty-enhancer status. However, we find no indication that this was part of the debate. Rather, the legislature returned to the old penalty language for reasons unrelated to whether the statute was thought to be a penalty enhancer.As the court explains, ¶¶6-10, this makes a difference because of interaction between the enhancer rule and the “75%” rule for computing confinement time. The long and short of it is that, as a stand-alone unclassified crime, § 940.03 (1999-2000) carries a maximum initial confinement term of 37 years 6 months, but if deemed a penalty enhancer this term would be 40 years. And, as the court also points out, ¶10 n. 2, the penalty has since been changed so that the current IC max is 26 years 3 months. |
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§ 940.03, Felony Murder -- Causation -- Defendant's Own Conduct Need Not Be Substantial Factor State v. Theodore J. Krawczyk, 2003 WI App 6, PFR filed 1/21/03 For Krawczyk: John T. Wasielewski |
| Issue/Holding: Felony murder does not require proof that the defendant's "own, personal conduct was a substantial factor in causing" the victim's death. In particular, State v. Chambers, 183 Wis. 2d 316, 515 N.W.2d 531 (Ct. App. 1994) was not overruled by State v. Oimen, 184 Wis. 2d 423, 516 N.W.2d 399 (1994). ¶¶11-24. |
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§ 940.03, Felony Murder -- PTAC Allegation Superfluous State v. Theodore J. Krawczyk, 2003 WI App 6, PFR filed 1/21/03 For Krawczyk: John T. Wasielewski |
Issue/Holding: ¶25. Krawczyk next argues that he was incorrectly charged as "a party to the crime" of felony murder and that this error also rendered his plea to that offense unknowing. We agree with Krawczyk that the State did not need to include the party-to-a-crime allegation in the felony murder charge. Because "[a] person convicted of a felony as a party to the crime becomes a principal to a murder occurring as a result of that felony," it is "redundant and unnecessary" to charge a defendant with felony murder as a party to the crime. Oimen, 184 Wis. 2d at 449. Krawczyk, however, does not explain how or why the inclusion of a "redundant" aspect in a charge deprives a defendant of information necessary to enter a knowing plea. We conclude, as did the supreme court in Oimen, that "no prejudice has been demonstrated" by reason of the party-to-a-crime allegation in the felony murder charge, and thus it does not justify a withdrawal of Krawczyk's plea. Id.(Note: Keep in mind that this is a guilty-plea case, and that failure to give PTAC instruction may give jury false impression that the death is a necessary cause of the felony. See Perry v. McCaughtry, 308 F.3d 682 (7th Cir. 1982), esp. dissent.) |
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§ 940.03, Felony Murder -- Causation -- PTAC Lavelle Chambers v. McCaughtry, 00-1959, 9/5/01 For Chambers: John T. Wasielewski Issue/Holding: Chambers is liable for the killing of a police officer by Chambers' codefendant, while the pair were trying to flee apprehension during commission of a felony (armed burglary). |
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| § 940.05(2), Intentional Homicide -- Imperfect Self-Defense State v. Debra Ann Head, 2002 WI 99, reversing 2000 WI App 275, 240 Wis. 2d 162, 622 N.W.2d 9 For Head: John D. Hyland, Marcus J. Berghan Issue/Holding: ¶103. Based on the plain language of Wis. Stat. § 940.05(2), supported by the legislative history and articulated public policy behind the statute, we conclude that when imperfect self-defense is placed in issue by the trial evidence, the state has the burden to prove that the person had no actual belief that she was in imminent danger of death or great bodily harm, or no actual belief that the amount of force she used was necessary to prevent or terminate this interference. If the jury concludes that the person had an actual but unreasonable belief that she was in imminent danger of death or great bodily harm, the person is not guilty of first-degree intentional homicide but should be found guilty of second-degree intentional homicide.It follows that Wis JI-Criminal No. 1014 is wrong, and "requires amendment." ¶146. The court requests the Instruction Committee to revise it, but suggests that the pre-Camacho versions may be correct. ¶147. (See, however, State v. Harp, 150 Wis. 2d 861, 443 N.W.2d 38 (Ct. App. 1989).) |
| But see: |
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State v. Anou Lo, 2003 WI 107, affirming unpublished opinion of court of appeals |
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For Lo:
Robert R. Henak |
|
Issue/Holding: The holding of State v. Head, 2002 WI 99 [first-degree intentional homicide mitigated to 2nd-degree if defendant had actual but unreasonable belief in necessity of deadly force] is a “new rule” not requiring retroactive application to collateral attacks. ¶¶61-84. |
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| § 940.09(2), Defense to Homicide by Intoxicated Use: Death Would Have Occurred Anyway – Admissibility of Evidence of Deceased’s Prior Conduct as Relevant to Intervening Cause |
| State v. Steven P. Muckerheide, 2007 WI 5, affirming unpublished opinion |
| For Muckerheide: Mark S. Rosen |
Issue/Holding:
On a trial of
homicide by intoxicated use of a motor vehicle, § 940.09(1)(b), where the
defense was that the death would have occurred anyway because the deceased
grabbed the wheel just prior to the accident, evidence that the deceased “had,
on prior occasions, gestured as if to grab the steering wheel of his father's
vehicle and, on one occasion, had actually grabbed the wheel,” was properly
excluded as irrelevant:
¶28 As the State pointed out in its brief, the one occasion on which Braun allegedly grabbed the wheel of his father's vehicle was dissimilar in several respects to the occasion in which Braun allegedly grabbed the wheel of Muckerheide's vehicle. There was no evidence that, on the prior occasion, Braun had been intoxicated or under the influence of drugs, but there was evidence that Braun had been drinking and doing cocaine prior to the accident in Muckerheide's vehicle. There is no dispute that an individual often acts differently when he/she is under the influence of drugs and alcohol. Additionally, Braun's father would have testified that Braun had gestured toward the steering wheel on several occasions, whereas Muckerheide never asserted that Braun had made gestures toward the steering wheel in Muckerheide's vehicle prior to the accident. Finally, there is no evidence that Braun had ever grabbed the steering wheel when riding with Muckerheide on occasions prior to the accident, as Braun had allegedly done when riding with his father.State v. Sullivan, 216 Wis. 2d 768, 771-72, 576 N.W.2d 30 (1998), it will be recalled, establishes a 3-part test for admissibility of § 904.04 extraneous conduct evidence, ¶20: acceptable purpose under § 904.04(2); relevancy under § 904.01; danger of unfair prejudice under § 904.03. The variant presented by this case is that it deals with evidence sought for use by rather than against the defendant. Draw your own conclusions as to whether identity of extraneous-conduct evidence has a distorting effect on the outcome. One noteworthy point, though: Muckerheide argued that Sullivan’s 3rd step, unfair prejudice, isn’t applicable where the other-acts evidence is advanced by the defendant; the court, while expressly declining to reach that argument, nonetheless equally explicitly “urge(s) circuit court to discuss and analyze all three steps of the Sullivan analytical framework,” ¶32. |
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| § 940.09, Homicide by Intoxicated use of Vehicle (Boat) – Homicide by Intoxicated Use of Vehicle (Boat) – Constitutionality |
| State v. Peter A. Fonte, 2005 WI 77, reversing unpublished decision |
| For Fonte: Martha A. Askins, SPD, Madison Appellate |
| Issue/Holding: § 940.09 is constitutional, as against a challenge that it relieves the State of proving a causal connection between intoxication and death; reasoning in, and result of, State v. Caibaiosai, 122 Wis. 2d 587, 363 N.W.2d 574 (1985) reaffirmed, ¶38. |
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| § 940.09, Homicide by Intoxicated use of Vehicle (Boat) – Sufficiency of Proof of “Operating” |
| State v. Peter A. Fonte, 2005 WI 77, reversing unpublished decision |
| For Fonte: Martha A. Askins, SPD, Madison Appellate |
| Issue/Holding: Fonte’s emotionally charged statement to a police officer at the scene that he “thought the boat was out of gear,” corroborated by a companion’s “grudging admission that he had agreed that Fonte was operating the boat” is sufficient to satisfy the § 940.09 element of “operating,” ¶21. |
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| § 940.10(1), Homicide by Negligent Operation of Vehicle -- Elements |
| State v. Nicole Schutte, 2006 WI App 135, PFR filed 7/21/06 |
| For Schutte: Donald T. Lang, SPD, Madison Appellate |
Issue/Holding:
¶19 Wisconsin Stat. § 940.10(1) provides that a person who “causes the death of another human being by the negligent operation or handling of a vehicle is guilty of a Class G felony.” The term “negligent” as used in § 940.10 requires proof of “criminal negligence.” See Wis. Stat. § 939.25(2). In order to prove a violation of § 940.10, the State must establish beyond a reasonable doubt that (1) the defendant operated a vehicle; (2) the defendant operated the vehicle in a criminally negligent manner; and (3) the defendant’s criminal negligence caused a person’s death. See Johannes, 229 Wis. 2d at 221 n.2; Wis JI—Criminal 1170. The meaning of the term “criminal negligence” is thus central to our disposition of Schutte’s claim that the State produced insufficient evidence to sustain her conviction under § 940.10. The legislature defines “criminal negligence” as “ordinary negligence to a high degree, consisting of conduct that the actor should realize creates a substantial and unreasonable risk of death or great bodily harm to another.” Section 939.25(1).Judicial interpretations of “high degree of negligence” under former § 940.08 remain relevant to “criminal negligence” under current statutes, ¶20. Culpability does not require a state of mind different from that required for ordinary negligence but, rather, existence of high probability of death or great bodily harm as discerned by reasonable person, ¶21. |
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| § 940.10(1), Homicide by Negligent Operation of Vehicle -- Sufficiency of Evidence |
| State v. Nicole Schutte, 2006 WI App 135, PFR filed 7/21/06 |
| For Schutte: Donald T. Lang, SPD, Madison Appellate |
Issue/Holding:
¶34 In sum, we conclude that the State presented sufficient evidence for jurors to reasonably conclude, beyond a reasonable doubt, that Schutte’s conduct prior to the collision was criminally negligent within the meaning of Wis. Stat. §§ 939.25 and 940.10. The State’s evidence established not only that Schutte’s car crossed the highway centerline, but from the evidence the State presented, jurors could also reasonably conclude that Schutte was driving too fast for prevailing weather and road conditions, and, while on a curve in the highway, she attempted to engage in other tasks and took her eyes off the road and one hand off the steering wheel. We conclude the evidence at trial, viewed most favorably to the conviction, was such that jurors, acting reasonably, could have determined, beyond a reasonable doubt, that Schutte engaged in conduct that she should have realized “create[d] a substantial and unreasonable risk of death or great bodily harm to another.” See § 939.25(1).The court suggests that if “the State’s only evidence of Schutte’s pre-collision conduct been that, on a snowy evening with icy road conditions, her vehicle crossed the highway centerline and collided with an oncoming vehicle, we might agree that Schutte’s convictions under Wis. Stat. § 940.10 could not be sustained,” ¶24. State v. Johannes, 229 Wis. 2d 215, 598 N.W.2d 299 (Ct. App. 1999) explained: all the circumstances under which the defendant was driving must be taken into account, and the defendant’s explanation may mitigate the degree of negligence, ¶¶27-28. “A defendant may avoid criminal liability if jurors determine that the State failed to establish beyond a reasonable doubt that the defendant’s conduct while operating a vehicle rose to that level of culpability because, under the circumstances under which the defendant was driving, either the risk of life-threatening consequences was not a substantial one, or if it was, the circumstances, such as the presence of an emergency, rendered the risk not unreasonable,” ¶29. |
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| § 940.10(1), Homicide by Negligent Operation of Vehicle -- Jury Instructions -- Elements |
| State v. Nicole Schutte, 2006 WI App 135, PFR filed 7/21/06 |
| For Schutte: Donald T. Lang, SPD, Madison Appellate |
| Issue: Whether the trial court invaded the jury’s province when it instructed that the court of appeals had held in State v. Johannes, 229 Wis. 2d 215, 598 N.W.2d 299 (Ct. App. 1999) that a criminally negligent act had occurred when a car drove across the centerline and that unanimous agreement was unnecessary as to why that act occurred. |
Holding:
¶38 We first note that the Johannes excerpt the trial court read to jurors was not from the portion of our opinion where we discussed the sufficiency of the evidence, but from our discussion of whether jurors need to be unanimous regarding the specific act or acts of the defendant that constituted criminal negligence. See Johannes, 229 Wis. 2d at 227-29. As the excerpt read to jurors in this case notes, we concluded jurors need not be unanimous regarding why a defendant committed a criminally negligent act, only that he or she did so. See id. at 229. Schutte does not argue that Johannes is wrong on this point or that it was inappropriate for the trial court in this case to correct any misimpression regarding the State’s burden of proof jurors might have gained from defense counsel’s argument. We conclude the court did not misstate the law regarding the State’s burden of proof or the proper application of the unanimity requirement to the evidence adduced at trial. |
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| § 940.10(1), Homicide by Negligent Operation of Vehicle -- Evidence -- Marijuana Use |
| State v. Nicole Schutte, 2006 WI App 135, PFR filed 7/21/06 |
| For Schutte: Donald T. Lang, SPD, Madison Appellate |
Issue/Holding1:
Evidence of the
driver’s marijuana use just before the accident resulting in the charged
homicide by negligent use of vehicle was relevant and
admissible:
¶48 Although the toxicology expert could not tie the level of THC detected in Schutte’s blood to a specific level of impairment, she noted at trial that “some driving skills … are affected” including judgment, reaction time and information processing. She also noted that THC “affects a person’s perception of time and space so that the ability to judge distances, speeds and relationship to other objects is also d[i]minished,” and, further, that coordination, balance and concentration are also affected. Finally, she explained that THC “does have a tendency for people to fixate their attention for a longer period of time on one type of task or another, whether it’s looking out the window to check a building or putting in a CD.” These effects all relate directly to a person’s ability to safely drive a motor vehicle. Despite the lack of testimony that Schutte experienced any of these effects prior to the collision, jurors, without speculating on Schutte’s precise level of impairment, if any, could reasonably conclude from the expert’s testimony that Schutte’s use of a substance capable of producing these effects, while (or immediately prior to) driving on a rural highway at night in adverse weather and road conditions, was a circumstance rendering it more probable that her conduct was criminally negligent.Consideration of § 346.63(1)(am), which criminalizes driving with a detectable amount of a controlled substance, is appropriate in making a relevancy determination, ¶50. |
| Issue/Holding2: Evidence of the driver’s marijuana use just before the accident resulting in the charged homicide by negligent use of vehicle wasn’t unfairly prejudicial, ¶¶52-56. |
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| § 940.10, Negligent Homicide -- corporate liability |
| State v. Steenberg Homes, 223 Wis.2d 511, 589 N.W.2d 668 (Ct. App. 1998). |
| Holding: Corporations are subject to criminal liability under Wis. Stat. § 940.10. |
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| § 940.31(1)(b), Kidnapping -- Elements & Mitigation |
| State v. Reinier A. Ravesteijn, 2006 WI App 250 |
| For Ravesteijn: Rudolph L. Oldeschulte |
| Issue/Holding: Kidnapping is mitigated from a Class B to Class C felony if the victim is released without permanent physical injury prior to the first witness’s testimony, ¶17. When accepting a guilty plea to Class B kidnapping the court must ascertain a factual basis for excluding the Class C offense, at least where there is some evidence in the record to support it, ¶18. However, the error in such an omission goes to the sentence rather than the plea, ¶¶19-20. |
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| § 940.31(1)(b), Kidnapping -- Sufficiency of Evidence -- "Confinement" |
| State v. Charles J. Burroughs, 2002 WI App 18 |
| For Burroughs: William F. Mross |
| Issue/Holding: The term "confine" has been defined under § 940.30 (false imprisonment), to mean compelled deprivation of free movement. ¶18. Therefore, the definition of "confine" in Wis JI-Criminal No. 1275 applies to kidnapping. ¶19. Applying that definition: physical force isn't essential; nor is the victim required to undertake the risk presented by an opportunity to escape. The jury was entitled to find confinement based on evidence that defendant raised his fists at and threatened to shoot the victim: "¶22. Based on the evidence presented at trial, we conclude that a reasonable jury could find that Burroughs confined Sharon by depriving her of her freedom of movement and compelling her to remain where she did not wish to remain. We therefore uphold the jury's conviction." ¶22. |
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| § 940.10, Negligent Homicide by Operation of Vehicle -- elements -- objective standard for negligent conduct. |
| State v. Derrick D. Johannes, 229 Wis. 2d 215, 598 N.W.2d 299 (Ct. App. 1999). |
| For Johannes: Gregory A. Petit. |
| Holding: Johannes was convicted of several counts related to criminally negligent operation of a vehicle. The state's theory was that Johannes crossed a centerline when he either fell asleep or played with a stereo. He now argues that the state had to prove that he knew that such conduct would cause him to cross the centerline. This, the court holds, seeks an impermissibly subjective rather than objective standard for criminal negligence. The motive cause of the conduct is, however, relevant to mitigate the offense from high degree of to simple negligence. |
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| § 940.11(2), Hiding Corpse -- Sufficiency of Evidence |
| State v. Scott Leason Badker, 2001 WI App 27, 240 Wis. 2d 460, 623 N.W.2d 142 |
| For Badker: Timothy A. Provis |
| Issue: Whether the evidence was sufficient to sustain conviction for "hiding" corpse, § 940.11(2). |
| Holding: By dumping the deceased's body into a 6-foot-deep, water-lined ditch in a secluded wildlife refuge, Badker satisfied the element of "hiding" under § 940.11(2). |
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| § 940.19(1), Battery - causing bodily harm, splashed with urine. |
| State v. Charles Dante Higgs, 230 Wis.2d 1, 601 N.W.2d 653 (Ct. App. 1999). |
| For Higgs: Joseph E. Redding. |
| Issue: Whether splashing the victim's face with urine satisfies the battery element of bodily harm. |
| Holding: The mere fact that urine struck the victim's face isn't enough to establish bodily harm, but the victim's testimony that he felt stinging and burning satisfied the element. |
| § 940.19(5), Aggravated Battery -- Instructions: Defining “Great Bodily Harm,” § 939.22(14) |
| State v. Mahlik D. Ellington, 2005 WI App 243 |
| For Ellington: Andrea Taylor Cornwall |
| Issue/Holding: The following instruction is sufficient: “Great bodily harm means serious bodily injury. You, the jury, are to alone to determine whether the bodily injury in your judgment is serious.” ( La Barge v. State, 74 Wis. 2d 327, 333, 246 N.W.2d 794, 797 (1976) and Cheatham v. State, 85 Wis. 2d 112, 119–124, 270 N.W.2d 194, 198–200 (1978) followed, to effect that “serious bodily injury” is phrase of “ordinary significance” such that embellishment is unnecessary.) In addition, although various examples of serious injury are listed in the statute, the legislature did not intend that they restrict the meaning of that phrase. ¶¶6-8. |
|
§ 940.19(5), Aggravated Battery -- First-degree Reckless Endangering Safety, § 941.30(1), Not Lesser Included Offense of State v. Russell L. Dibble, 2002 WI App 219, PFR filed 8/14/02 For Dibble: Steven P. Weiss, SPD, Madison Appellate Issue/Holding: First-degree recklessly endangering safety, § 941.30(1), is not a lesser included offense of aggravated battery, § 940.19(5), under the "elements-only" test. Aggravated battery requires intent (to cause great bodily harm); endangering safety requires recklessness (while showing utter disregard for human life). It is this last -- utter disregard -- that distinguishes the two crimes. You can commit aggravated battery without having utter disregard for human life, and therefore reckless endangering is not a lesser offense of aggravated battery. (Note: The court essentially assumes that "utter disregard" is wholly distinct from intent to cause great bodily harm. But how can someone intentionally inflict great bodily harm without being indifferent to that person's life? "Utter disregard" is not a specific-intent element; it refers to general intent to do harm, and is shorthand for conduct that evinces indifference to life. Balistreri v. State, 83 Wis. 2d 440, 448, 265 N.W.2d 440 (1978). It seems perfectly clear that whenever you intentionally cause great bodily harm to someone you're engaging in conduct that evinces total indifference to that person's life. Put it a slightly different way: "great bodily harm" necessarily runs "a substantial risk of death" or something close, sec. 939.22(14); is it possible to intentionally inflict that level of harm without evincing utter disregard for life? Notably, the court didn't suggest a single hypothetical example showing how an actor could commit aggravated battery without also committing reckless endangering.) |
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| § 940.19(6), Aggravated Battery, § 940.20(2), Battery by Prisoner: Different Offenses for Double Jeopardy Purposes Under § 939.66(2m) |
|
State v. Jimmie Davison,
2003 WI 89, reversing
2002 WI App 109, 235 Wis. 2d 715, 647 N.W.2d 390 For Davison: Keith A. Findley, UW Law School, Criminal Appeals Project |
| Issue/Holding: The legislature did not intend to preclude cumulative punishments for both aggravated battery, § 940.10(6) and battery by prisoner, § 940.20(1), for the same conduct. ¶¶47-111. |
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| § 940.20(1), Battery by Prisoner -- Probationer |
| State v. James T. Fitzgerald, 2000 WI App 55, 233 Wis. 2d 584, 608 N.W.2d 391 |
| For Fitzgerald: Daniel P. Dunn |
| Issue: Whether a probationer in custody under a probation hold is necessarily a "prisoner" within the battery by prisoner statute, Wis. Stat. § 940.20(1). |
| Holding: Because a "prisoner" is someone confined as a result of a violation of the law; and because probation rules and conditions have the force of law, a probationer taken into custody for violating probation is necessarily a "prisoner" within the meaning of the battery statute. |
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| § 940.20(1), Battery by Prisoner -- Elements -- Sufficiency of Evidence |
| State v. Damone J. Block, 222 Wis. 2d 586, 587 N.W.2d 914 (Ct. App. 1998) |
| For Block: James M. Weber |
Issue/Holding: Block's next claim is that there was insufficient evidence to prove all of the elements of assault by a prisoner. Those elements are: (1) the defendant was a prisoner at the time of the offense, (2) the victim was an employee of the institution, (3) the defendant placed the victim in apprehension of an immediate battery likely to cause death or great bodily harm, (4) the defendant intended to place the victim in apprehension of an immediate battery likely to cause death or great bodily harm, and (5) the defendant knew that the victim was an employee of the institution. See Wis J I-Criminal 1778. Block claims that because his attack was a surprise, the victim could not have been in apprehension of it. In response to the State's argument that the apprehension began after the first but before the subsequent blows, Block contends that "[a]pprehension ... is fear of what is about to occur, not what is occurring." He also claims that intent to place the victim in apprehension was not proven, as his attack was meant to be a surprise. |
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| § 940.203(2), Battery -- Threat to Judge |
| State v. Murle E. Perkins, 2000 WI App 137, 237 Wis. 2d 313, 614 N.W.2d 25, reversed on other grounds, State v. Perkins, 2001 WI 46 ¶2 n. 2. |
| For Perkins: William E. Schmaal, SPD, Madison Appellate |
| Issue: Whether a conditional threat to shoot a judge, made by a drunk and very depressed individual just before being taken into Ch. 51 emergency detention, sufficed to support conviction for threat to the judge, § 940.203(2). |
| Holding: The evidence supports the necessary elements, namely whether a reasonable person would interpret the defendant's statement as a serious expression of intent to harm the judge. ¶14. |
| Analysis: A judge found Perkins in contempt for failing to pay about $50,000 in child support. Perkins reacted by getting drunk and threatening suicide. When an officer showed up, he engaged Perkins in a 30-minute conversation. Perkins was still drunk and "very depressed." During the course of their conversation, Perkins told the officer that if he were going to shoot himself, he'd shoot the judge "first because he's a brain dead son of a bitch." Turned out not to be the sort of banter tolerated in Vernon County, and Perkins was convicted of threatening a judge, § 940.203(2). There are, the court acknowledges, first amendment implications, exemplified by Watts v. U.S., 394 U.S. 705 (1969), such that only a "real" or "true" threat -- as opposed to an idle one or political hyperbole -- can be sanctioned. The test is "whether the communication would be interpreted by a reasonable person as a serious expression of intent to inflict bodily harm." ¶12-13. That test was met, the court stressing the contempt order along with the epithet "brain dead son of a bitch" as showing actual animus. ¶¶15-17. |
| Go To COA Brief |
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Battery to, and Intimidation of, a Witness § 940.201(2)(a) and (b) -- Elements |
|
State v. Anthony M. Cotton, 2003 WI App 154 |
|
For Cotton: Timothy T. Kay |
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Issue/Holding:
(The decision goes on to hold that charges involving battery and threats to a witness can’t be supported absent proof that the defendant knew the alleged victim was likely to be a witness. ¶¶22-23.) |
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| § 940.21, Mayhem – Elements – Generally |
| State v. Leonard J. Quintana, 2008 WI 33, affirming 2007 WI App 29 |
| For Quintana: James B. Connell, Robyn J. DeVos, William R. Kerner |
Issue/Holding:
¶70 To constitute mayhem, the State must show that the defendant had (1) the specific intent to disable or disfigure; (2) by cutting or mutilating the tongue, eye, ear, nose, lip, limb, or other bodily member; and (3) the cutting or mutilating produced great bodily harm. Wis JI——Criminal 1246. [33] |
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| § 940.21, Mayhem – “Bodily Member” – Includes Forehead |
| State v. Leonard J. Quintana, 2008 WI 33, affirming 2007 WI App 29 |
| For Quintana: James B. Connell, Robyn J. DeVos, William R. Kerner |
| Issue/Holding: A forehead is a “bodily member” for purposes of the mayhem statute, § 940.21. |
| The opinion includes a very lengthy recitation of statutory history of mayhem, going back to the Coventry Act of 1670.Distilled, here’s the lesson to take away: “the manner in which the legislature uses the phrase ‘other bodily member’ indicates that the legislature intended that phrase to be construed broadly, and thus we have given effect to that intent,” ¶57. That, and the court’s casual recognition, “Mayhem is rarely charged because of the number of other statutes that can be charged in its place. It will likely continue to be rarely charged due to the difficulty in proving a specific intent,” ¶ 69, n. 31. |
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| Crimes -- § 940.22(2), Sexual Exploitation by Therapist – Clergy as “Therapist,” Jury Instructions |
| State v. William E. Draughon III, 2005 WI App 162, (AG’s) PFR filed |
| For Draughton: Stephen L. Miller |
Issue/Holding:
Draughon, a pastor, was concededly a
“clergy” member within § 940.22(2); however, the instructions
relieved the State of its burden of proof on the element of whether he
performed “therapy” in this capacity, in that they told the jury
that a member of the clergy is a
“therapist,” without
specifically requiring that Draughon in fact performed therapy:
¶13 Jury instructions that have the effect of relieving the State of its burden of proving beyond a reasonable doubt every element of the offense charged are unconstitutional under the Fifth and Sixth Amendments. State v. Harvey, 2002 WI 93, ¶23, 254 Wis. 2d 442, 647 N.W.2d 189. The Fifth Amendment’s due process guarantee protects “the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged.” Id., ¶19 (citations omitted). The Sixth Amendment right of trial by jury in criminal cases includes the right to have the jury, rather than the judge, reach the requisite finding of guilt or innocence. See State v. Peete, 185 Wis. 2d 4, 19, 517 N.W.2d 149 (1994) (“Where the finder of fact is a jury, proof of all essential elements must be tendered to the jury.”). |
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| Crimes – § 940.22(2) (2001-02): Sexual Exploitation by Therapist – Elements, Generally |
| State v. Michael A. DeLain, 2005 WI 52, affirming, as modified, 2004 WI App 79 |
| For DeLain: Robert R. Henak |
Issue/Holding:
¶9 To obtain a conviction for a violation of Wis. Stat. § 940.22(2), the State must prove three elements beyond a reasonable doubt: (1) that the defendant was or held himself or herself out to be a therapist; (2) that the defendant had intentional sexual contact with a patient or client; and (3) that the sexual contact occurred during an ongoing therapist-patient or therapist-client relationship. [2] State v. Miller, 2002 WI App 197, ¶17 n.5, 257 Wis. 2d 124, 650 N.W.2d 850; see also State v. Ambrose, 196 Wis. 2d 768, 777, 540 N.W.2d 208 (Ct. App. 1995) (holding that the actor and the complainant "must be engaged in a professional therapist-patient/client relationship"). |
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| Crimes – § 940.22(2) (2001-02): Sexual Exploitation by Therapist – Element of Ongoing Therapist-Patient Relationship |
| State v. Michael A. DeLain, 2005 WI 52, affirming, as modified, 2004 WI App 79 |
| For DeLain: Robert R. Henak |
Issue/Holding:
Whether there is an ongoing therapist-patient relationship, within the meaning of § 940.22(2) (2000-02) is determined under “the totality of the circumstances,” ¶24 (rejecting court of appeals’ construction, which applied a subjective test turning on the therapist’s intent). Thus, such a relationship may exist, even though (as here) the “patient” is acting as a police agent and secretly recording the session: (text of lengthy footnote omitted below):
¶24 Accordingly, we disavow the court of appeals discussion of "intentionally." DeLain, 272 Wis. 2d 356, ¶¶10-11. Instead, we conclude that it is the totality of the circumstances, which in this case included a stipulation that DeLain provided therapy to J.F. on all her visits, that determines whether there was an ongoing therapist-patient relationship when sexual contact occurred. A defendant's state of mind is one factor in this totality of the circumstances analysis. Further, a secret unilateral action of a patient may also be a factor, although not necessarily the decisive factor, as urged by DeLain. Similarly, the explicit remarks of one party to the other regarding the status of the relationship may be a factor, but not necessarily the dispositive factor, as proposed by the State. Other factors that may appropriately enter into the analysis include, but are not limited to: how much time has gone by since the last therapy session; how close together the therapy sessions had been to each other; the age of the patient; the particular vulnerabilities experienced by the patient as a result of his or her mental health issues; and the ethical obligations of the therapist's profession. [5] Only upon consideration of all the circumstances that are relevant in a given case may we fully address the legislature's concern for protecting the public.(The court concludes that this element was proven, ¶25, stressing in particular the parties’ stipulation that DeLain was performing psychotherapy on J.F. at the relevant time period, and that J.F. never formally withdrew from therapy.) |
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| § 940.225(2)(a), Second-Degree Sexual Assault – Sufficiency of Evidence – Timing of Force Element |
|
State v.
Obea S. Hayes, 2004 WI 80, affirming 2003 WI App 99, 264 Wis. 2d 377, 663 N.W.2d 351
For Hayes: Philip J. Brehm: Issue/Holding: ¶64. We agree with the court of appeals that M.M.'s testimony did not follow a chronological order. A reasonable factfinder could, however, draw the inference that the defendant verbally threatened to have retaliatory sex with M.M. and that the sexual contact occurred while he was wrestling and struggling with her to overcome her resistance. Wrestling, struggling, verbally threatening unwanted sex, tearing the victim's clothes, and breaking her finger are a sufficient use or threat of force or violence to support a conviction under Wis. Stat. § 940.225(2)(a).The court of appeals' holding, 2003 WI App 99, ¶16, is thus affirmed: the element is satisfied whether the force is used or threatened as part of the sexual contact itself or whether it is used or threatened before the sexual contact. Further, where more than one sexual act occurs, a single threat may suffice; there need not be a separate threat or use of force prior to each act.And, so too, the court of appeals' holding, id., ¶17, that any temporal ambiguities in the complainant’s account were for the jury to resolve ("We do not reverse convictions because a witness fails to describe an event in exact chronological fashion. Rather, we leave it to the jury to listen to the testimony and determine what happened.") |
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| Sexual Assault: Mentally Ill Victim, § 940.225(2)(c) – Sufficiency of Evidence |
| State v. Eugene M. Perkins, 2004 WI App 213, PFR filed 11/9/04 |
| For Perkins: Jeffrey W. Jensen |
|
Issue Whether expert testimony is required to establish the victim’s mental illness, an element of § 940.225(2)(c). Holding: This element may be shown through credible lay opinion testimony: ¶17 Here, the State had to prove four things: (1) that Perkins had sexual contact or intercourse with H.V.; (2) that H.V. suffered from a mental illness or deficiency at the time of the sexual contact or intercourse; (3) that the mental illness or deficiency rendered H.V. temporarily or permanently incapable of appraising her conduct, or in other words, H.V. must have lacked the ability to evaluate the significance of her conduct because of her mental illness or deficiency; and (4) Perkins knew that H.V. was suffering from a mental illness or deficiency and knew that the mental condition rendered H.V. temporarily or permanently incapable of appraising her conduct. See WIS JI—CRIMINAL 1211. Perkins insists that the State failed in two regards—there was insufficient evidence to establish that H.V. suffered from a mental illness and that Perkins knew of her illness. We disagree.Perkins and H.V. were both residents of a facility for the elderly. Lay testimony indicated that H.V. was 78, had “severe Alzheimer’s,” couldn’t converse coherently, and had limited recall. This, the court says, was enough for the fact-finder to conclude “that H.V. suffered from a mental illness that rendered her incapable of appraising her conduct,” ¶23. And, because there was also evidence “that Perkins interacted with H.V. on a daily basis,” the evidence sufficiently established Perkins’ knowledge of her infirmity, ¶24. Perkins, by the way, was 60 and had suffered 3 strokes but had no cognitive impairment; he was generally confined to a wheelchair and required oxygen while he slept. His sentence? 8 years; 4 confinement, 4 supervision. H.V.'s impaired condition seems pretty obvious, but for authority (foreign, but under similarly worded statute) that conviction isn't supported where the victim's IQ was in the mild to moderate retaradation range; no expert evidence addressed whether this mental condition rendered her incapable of consent; and the victim's own testimony indicated a capacity to understand the nature of sexual realtions, see State v. Reed, OR SCT No. SC S51670, 9/1/05. |
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| § 940.225(2)(g), Sexual Assault – Elements: Employee of In-Patient Treatment Facility Within § 940.295(2) / § 50.135(1) |
| State v. John F. Powers, 2004 WI App 156 |
| For Powers: Marcus J. Berghahn; John D. Hyland |
|
Issue/Holding: An employee of the Tomah VA Medical Center is not an employee of an in-patient treatment facility within the meaning of §§ 940.225(2)(g), 940.295(2)(b), (c), (h), (k), and 50.135(1), because the Center is not licensed or approved by DHFS, ¶11, and the pending charge under that section must therefore be dismissed, ¶20.
(§ 940.225(2)(g) does apply to other facilities than in-patent treatment, but under the particular facts that is the only possible candidate, ¶9.)
Of note: The court’s statutory construction analysis may be of some interest, in particular the court’s reliance on the LRB Bill Drafting Manual which, the court pointedly says, is not an extrinsic source (i.e., one that may be consulted only if the statutory text is ambiguous) but, rather, is a reference work that “assists us in determining the meaning of the statutory language itself by revealing the standards and definitions relied on by those who choose and arrange the words, phrases and punctuation found in the Wisconsin Statutes.” ¶14 n. 8. The Manual is revised biennially. Not available on-line, the librarycall number is KFW/2821.5/B5/A85. |
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| § 940.225(2)(h), Sexual Assault by Correctional Staff Member – Courthouse Bailiff not “Correctional Staff” |
| State v. Delano L. Terrell, 2006 WI App 166 |
| For Terrell: Martin E. Kohler, Brian Kinstler, Christopher M. Eippert |
| Issue: Whether a sheriff’s deputy assigned to work as a court bailiff is a “correctional staff member” so as to come within § 940.225(2)(h). |
| Holding: A “correctional staff member” is defined as an individual who works at a correctional institution, § 940.225(5)(ad). Terrell was a deputy assigned to work as a courthouse bailiff—a courthouse isn’t a correctional institution, and therefore he doesn’t come within the plain language of the definition. The fact that he processes inmates transported from a correctional institution doesn’t mean that he works at one. “Rather, the plain meaning of the statutory language applies to all those whose ‘work’ is central to the function of a correctional institution, and which takes place within the walls of the correctional institution.” |
| § 940.225(7), Sexual Intercourse with Corpse – Liability Requires that Defendant Cause Death |
| State v. Alexander Caleb Grunke / State v. Dustin Blake Radke, 2008 WI 82, reversing 2007 WI App 198 |
|
For Grunke: Suzanne Edwards
For Radke: Jefren E. Olsen, SPD, Madison Appellate |
| Issue: Whether § 940.225 criminalizes sexual contact or sexual intercourse with a victim already dead at the time of the sexual activity when the accused did not cause the death of the victim. |
Holding:
¶25 There is no statutory ambiguity or incompatibility between, on the one hand, a victim being incapable of consent because the victim is dead and, on the other hand, subsection (3)'s requirement that sexual intercourse occur "without the consent" of the victim. In order to achieve a conviction for third-degree sexual assault under Wis. Stat. § 940.225(3), the State must still prove the element "without consent" beyond a reasonable doubt; that endeavor is subject to a simple proof when the victim is a corpse.Lack of consent is an element of necrophilia? Apparently so: ¶27 Moreover, the presence of subsection (7), which states that Wis. Stat. § 940.225 applies whether the victim is dead or alive, does not render the "without consent" element of subsection (3) superfluous. This is so because the statute also recognizes certain circumstances in which consent is "not an issue," thereby exempting the State from having to prove the lack of consent element in limited circumstances and without removing lack of consent as an element from other provisions. § 940.225(4). The absence of the circumstance of a dead victim from the list of circumstances in which consent is "not an issue" does not cause the lack of consent to become a superfluous element of the crime; rather, the absence merely leaves the element of consent intact. Subsection (7) reinforces that the State must prove that the sexual contact or sexual intercourse occurred without the victim's consent even though the victim is dead; by the plain meaning of its terms, subsection (7)'s application is not so limited as the defendants contend.As to which the dissent sagely observes, “I don’t think a corpse can give consent,” ¶48. However, necrophilia supports neither first- nor second-degree sexual assault, ¶30. |
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| § 940.24, Negligent Offenses -- handling dangerous weapon - dogs |
| State v. Jene R. Bodoh, 226 Wis.2d 718, 595 N.W.2d 330 (1999), affirming State v. Bodoh, 220 Wis.2d 102, 582 N.W.2d 440 (Ct. App. 1998). |
| For Bodoh: Michael D. Mandelman. |
| Holding: A dog can be a dangerous weapon if used or intended or intended to be used in a manner calculated or likely to cause death or great bodily harm. (This holding has the effect of ratifying a prior court of appeals decision on this point, State v. Sinks, 168 Wis. 2d 245, 252, 483 N.W.2d 286 (Ct. App. 1992).) Evidence of such intent was sufficient to sustain this § 940.24 conviction: evidence of Bodoh's dogs' aggressive nature, along with his failure to corrective action, was presented. § 940.24 requires that the actor "operate" or "handle" a dangerous weapon. "Operate" requires the actor's physical presence; Bodoh was away when the attack occurred and he therefore couldn't be guilty under this alternative. "Handle," though is broader & doesn't require physical presence. § 940.24 also require criminal negligence, or ordinary negligence to a high degree. Sufficient proof was made of the "substantial" risk of death or great bodily harm presented by the dogs, largely through prior aggressive, unprovoked incidents and expert testimony of Bodoh's inadequate efforts to contain them in a pen. |
| § 940.23(1), Reckless Injury, Multiple Charges – Same Victim, Multiple Blows |
| State v. Rachel W. Kelty, 2006 WI 101, reversing unpublished decision |
| For Kelty: Michael J. Fairchild |
| Issue/Holding: The defendant’s striking the victim “twice with two separate objects, each time committing herself to strike the baby, each blow separate, distinct, not identical in fact,” supports two separate charges of first-degree reckless injury, § 940.23(1)(a), ¶¶49-50. |
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| § 940.23(1), Reckless Injury -- "Utter Disregard for Human Life" |
| State v. Stephen L. Jensen, 2000 WI 84, 236 Wis. 2d 521, 613 N.W.2d 170, affirming unpublished decision. |
| For Jensen: James L. Fullin, SPD, Madison Appellate |
| Issue1: Whether the first degree reckless injury (§ 940.23(1)) element of "utter disregard for human life" requires proof of the actor's subjective awareness of the risk of death. |
| Holding: "¶17 Although 'utter disregard for human life' clearly has something to do with mental state, it is not a sub-part of the intent element of this crime, and, as such, need not be subjectively proven. It can be (and often is) proven by evidence relating to the defendant's subjective state of mind -- by the defendant's statements, for example, before, during and after the crime. But it can also be established by evidence of heightened risk, because of special vulnerabilities of the victim, for example, or evidence of a particularly obvious, potentially lethal danger. However it is proven, the element of utter disregard for human life is measured objectively, on the basis of what a reasonable person in the defendant's position would have known. If proven, the offender is considered more culpable because the conduct, according to the standards observed by the great mass of mankind, went beyond simple criminal recklessness to encompass something that, although falling short of an intentional crime, still deserves to be treated more seriously under the law and punished more severely." (Note: "utter disregard" has the same meaning as "depraved mind," used in predecessor statutes. ¶¶18-20.) |
| Issue2: Whether the evidence sufficiently established the "utter disregard" element. |
| Holding: Evidence that the adult defendant violently shook a 10-week old baby in a fit of anger, causing severe similar trauma equivalent to being dropped three stories, satisfied this element, notwithstanding a 911 call for help after the act. ¶¶24-33 |
| Go To SCt Brief |
| Go To COA Brief |
| Injury by Intoxicated Use, § 940.25(1)(a) -- No Duty to Clarify Meaning of “Materially Impaired” Element Upon Jury Request |
| State v. Jonathan J. Hubbard, 2008 WI 92, reversing 2007 WI App 240 |
| For Hubbard: Steven W. Zaleski |
| Issue: Whether, upon jury request for clarification of “materially impaired” under the instructions for injury by intoxicated use of a vehicle, § 940.25(1)(a), the trial court properly responded that the should “give all words not otherwise defined in the jury instructions their ordinary meaning.” |
Holding:
¶57 The circuit court had discretion to determine the necessity for, extent of, and form of reinstruction of the jury when responding to its request for clarification. Hareng, 90 Wis. 2d at 166 (citations omitted). Judge Wolfgram could have exercised his discretion by instructing the jury to re-read the jury instructions in their possession in light of the jury's request for a definition of "materially" impaired. "[A] court is not obligated to provide a jury with information solely because the jury believes it is important to its decision." State v. Lombard, 2004 WI App 52, ¶20, 271 Wis. 2d 529, 678 N.W.2d 338. However, once Judge Wolfgram correctly determined that "materially impaired" was not defined by "the Waalen language," he did not erroneously exercise his discretion by responding that the jury should give undefined words in the jury instructions their ordinary meaning. "If the overall meaning communicated by the instructions was a correct statement of the law, no grounds for reversal exist." Fischer, 168 Wis. 2d at 850 (citations omitted).As the Chief Justice points out in concurrence (¶74), Waalen “made clear that the meaning of ‘materially’ for purposes of Wis. Stat. § 939.22(42) is less demanding of the prosecution than the term ‘substantially’ which constitutes the ordinary dictionary meaning of ‘materially.’” The net result, as the Chief then points out, is that the challenged instruction made it harder than necessary for the State to obtain a conviction. |
| Injury by Intoxicated Use of Motor Vehicle, § 940.25(1)(am) -- Constitutionality |
| State v. Eric Benjamin Gardner, 2006 WI App 92 |
| For Gardner: Michael K. Gould, SPD, Milwaukee Appellate |
Issue/Holding1:
The elements of § 940.25(1)(am) –
the defendant operated a vehicle with “a detectable amount of a
restricted controlled substance in his or her blood, and the operation of the
vehicle caused great bodily harm to the victim – do not create any
presumption so as to relieve the State of its burden of proof, ¶¶11-12:
Rather, the statute simply defines the elements of the offense. See State v. Ulrich, 478 N.E.2d 812, 820 (Ohio Ct. App. 1984) (“The present statute does not presume; rather, it defines what specific conduct is prohibited.”). Thus, if the State proves both elements beyond a reasonable doubt, a defendant is not presumed guilty—he or she is guilty of those elements.Issue/Holding2: § 940.25(1)(am) does not violate the 8th amendment: ¶13 Gardner also contends that the statutes here create an impermissible “status offense.” See Robinson v. California, 370 U.S. 660, 682 (1962); State v. Bruesewitz, 57 Wis. 2d 475, 479-80, 204 N.W.2d 514 (1973) (Eighth Amendment prohibits “making it a crime to be ‘addicted’ to narcotics …. Criminal liability [cannot] be based on the mere status of addiction.”). We reject Gardner ’s contention.Issue/Holding3: Absence of causation from required proof doesn’t invalidate § 940.25(1)(am): ¶16 Gardner is correct that the legislature did not include, within the commission of this crime, the requirement that the State prove that the defendant’s ingestion of a controlled substance caused the injury. Rather, the legislature criminalized a specific act—driving with any amount of a restricted controlled substance in one’s blood, where the driving causes great bodily injury to another human being. Thus, the only causal connection required is that the operation of the vehicle caused the injury. …Issue/Holding4: ¶22 Finally, we address Gardner ’s contention that Wis. Stat. § 940.25(2)(a), creating a defense to the crime, improperly transfers the burden of proof from the State to the defendant. We reject his contention. |
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| Stalking, Having Prior Conviction for Violence, §§ 940.32(2) & (2m)(a) – Prior Conviction Is Element, not Penalty Enhancer |
| State v. Jeffrey A. Warbelton, 2008 WI App 42, PFR filed 3/20/08 |
| For Warbelton: Paul G. Lazotte, SPD, Madison Appellate |
Issue/Holding:
Prior conviction
for a violent crime is element, not penalty enhancer, of stalking, §§ 940.32(2)
& (2m)(a):
¶15 First, we reject Warbelton’s argument that his prior conviction is not an element of the stalking offense of which he was convicted, i.e., the Class H felony set out in Wis. Stat. § 940.32(2m)(a). We are not persuaded by Warbelton’s claim that his prior conviction “is akin to the penalty enhancers for being a ‘repeater’ or ‘persistent repeater’ under Wis. Stat. § 939.62.” [3] He likens § 940.32(2m)(a) to § 939.62, which addresses increased penalties for habitual criminality, and asserts that the otherwise-available maximum sentence for the underlying substantive crime in both statutes is increased due to the perpetrator’s prior record, rather than any action that is part of the new criminal activity, such as using a dangerous weapon within the meaning of Wis. Stat. § 939.63 [4] or § 940.32(3)(c). …The court goes on (¶¶20-24) to suggest the holding is ordained by State v. Calvin E. Gibson, 2000 WI App 207 (“§ 941.29(2m) (1997-98), the ‘second offense felon in possession’ statute, creates its own separate offense. [I]t is a separate crime and not a penalty enhancer[.]”). Oddly, at least at first blush, the court fails to discuss the OWI scheme, which it has gone to great lengths to say makes prior convictions enhancers not elements – e.g., State v. Brandon J. Matke, 2005 WI App 4. Why there and not here? In the court's view, apparently, the decision is purely a legislative one ("determining the elements of an offense are not a matter of constitutional law, but rather a matter of legislative mandate," ¶18); the court's answer, then, is probably that if the legislature wants to arbitrarily structure these crimes that's its call, not the judiciary's. What, though, are the guideposts for determining such legislative intent? As the block quote above suggests, the court seems to suggest that if the aggravating fact relates purely to a "status-type" factor then it is likely an enhancer. Same if the aggravating factor affords mere discretion to increase the penalty. |
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| § 940.32(2) & (3)(c), Stalking -- Elements, Generally |
| State v. Ronnie L. Thums, 2006 WI App 173 |
| For Thums: Paul G. LaZotte, SPD, Madison Appellate |
| Issue/Holding: Use of a weapon is an element of stalking with a dangerous weapon, and the offense has therefore not been committed until the weapon has been employed (though the offense of stalking has been), ¶8 and id., n. 2. |
| Stalking, § 940.32 -- Sufficiency of Evidence |
| State v. Michael A. Sveum, 220 Wis. 2d 396, 584 N.W.2d 137 (Ct. App. 1998) |
| For Sveum: Robert T. Ruth |
Issue/Holding: Johnson received several hang-up telephone calls on April 16, 1996. Sveum told Walls that he made the calls, and Walls relayed this information to Johnson. When asked how the phone calls made her feel, Johnson testified: "Scared. It was happening again." She also testified that she "was very afraid" that Sveum would hurt her. Based on this evidence, a reasonable jury could conclude that Johnson knew that Sveum placed the phone calls and that the calls induced fear in Johnson. Accordingly, we conclude that the evidence was sufficient to support Sveum's stalking conviction. |
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| Attempted Intimidation of Witness, § 940.42 – Sufficiency of Evidence: Addressing Parent of Child-Witness |
| State v. Alvin M. Moore, 2006 WI App 61, PFR filed 3/21/06 |
| For Moore: Donna L. Hintze, SPD, Madison Appellate |
| Issue: Whether an effort at dissuading a child witness which was directed at the child’s mother satisfies the elements of attempted intimidation of a witness, § 940.42. |
Holding:
¶13 Underlying Moore ’s argument is his assumption that the State had to prove that Tamika was shown, or apprised of, the letters before Moore could be found guilty. [8] Under the circumstances of this case, we disagree. Regardless of whether the letters were addressed to Tamika or whether she was aware of their contents, it is obvious that Moore attempted to dissuade Tamika through her mother, Theresa. Theresa, as the parent of the minor child, had the parental responsibility and practical authority to monitor communications by third parties with her child, and to influence whether Tamika cooperated with the court proceedings. We conclude that there was sufficient evidence to convict Moore of attempting to intimidate Tamika. |
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| Attempted Intimidation of Witness, § 940.42 – Elements |
| State v. Alvin M. Moore, 2006 WI App 61, PFR filed 3/21/06 |
| For Moore: Donna L. Hintze, SPD, Madison Appellate |
Issue/Holding:
¶10 To prove attempted intimidation of Tamika, the State was required to prove that: (1) Tamika was a witness; (2) Moore attempted to dissuade her from attending a proceeding or giving testimony at a proceeding authorized by law; and (3) Moore acted knowingly and maliciously. See Wis JI—Criminal 1292 (2000). The pattern jury instruction further suggests a definition of attempt:Attempt requires that the defendant intended to (prevent) (dissuade) (name of victim) from attending or giving testimony and did acts which indicated unequivocally that the defendant had that intent and would have (prevented) (dissuaded) (name of victim) from attending or giving testimony except for the intervention of another person or some other extraneous factor.Id. The instruction defines “dissuade” as “‘to advise against’ or ‘to turn from by persuasion.’” Id. (quoting Webster’s New Collegiate Dictionary). |
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| Attempted Intimidation of Witness, § 940.42 – Multiplicity: Multiple Counts, Same Witness |
| State v. Alvin M. Moore, 2006 WI App 61, PFR filed 3/21/06 |
| For Moore: Donna L. Hintze, SPD, Madison Appellate |
| Issue: Whether separate counts are supported for attempted intimidation of the same witness, representing each separate letter sent by the defendant to the witness imploring her not to testify against him. |
| Holding: Multiple counts are permissible, at least where each count is based on distinct facts, because: The statutory language does not rebut the presumption that the legislature intended multiple punishments, ¶21; policy concerns (attempts to intimidate a witness directly assault judicial integrity) support “charging a person wit a separate count for each letter sent, and/or each other act performed, for the purpose of attempting to ‘dissuade’ any witness from attending or giving testimony at a court proceeding or trial,” ¶25; the nature of the proscribed conduct is such that telescoping all acts into one count “would remove all incentive to discontinue intimidating acts once an actor had completed one such act,” ¶26. |
| A not uncommon situation, in Milwaukee anyway: the defendant contacts the complainant and asks her not to testify. In this instance, he beseeched her in seven different letters. (There happened to be two different witnesses, mother and daughter, and Moore wants them both not to testify, so it’s 7 letters x 2). His trust was apparently misplaced and rather than refuse to testify, the recipient took all the letters to the authorities, so that Moore ended up with 14 counts of attempted intimidation. (As the court notes, “intimidation” somewhat overstates the elemental showing: attempts at “dissuasion” suffice, ¶1 n. 2.) On the other hand … each series of letters represents a single effort aimed at a unitary goal, namely dissuading a witness from testifying. Should multiple such letters be regarded as a single, continuing offense or, as the court of appeals holds, multiple discrete crimes? What if the witness had indeed been dissuaded? Would there then be 6 attempts and 1 completed witness-intimidation? How would you identify which was which? |
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| § 943.23(1r), Carjacking: Operating Vehicle Without Owner's Consent Resulting in Death -- Sufficiency of Evidence, Causation. |
| State v. Earl L. Miller, 231 Wis.2d 447, 605 N.W.2d 567 (Ct. App. 1999). |
| For Miller: Eduardo M. Borda. |
| Issue: Whether an act may satisfy the "substantial factor" test for causation element if it merely plays a prominent rather than lone role in the proscribed result. |
| Holding: Causation is satisfied by any significant, not necessarily the sole, factor resulting in death. |
| Analysis: Miller was convicted of operating a vehicle without owner's consent resulting in death (carjacking), § 943.23(1r). Miller was trying to burn a dealer in a drug deal - Miller and others seized the victim and drove off in the victim's car in order to get drugs from his residence. When the victim tried to escape from the car, Miller shot and killed him. Did Miller's taking the vehicle "cause" the death? Yes. Causation requires only a "substantial factor," which prior case law says need not be the sole, immediate, or even primary cause of death. ¶¶11-12. "Thus, we conclude that a substantial factor contemplates not only the immediate or primary cause, but other significant factors that led to the ultimate result." ¶14. Though the court doesn't say so explicitly, this is the familiar "but-for" test: if Miller hadn't taken the car, the victim wouldn't have been shot, trying to escape. ¶15. This is so, even granting that the focus of the event was obtaining drugs not stealing the car: "The vehicle, however, was an integral instrument in the commission of [the] kidnapping," and its taking therefore "played a prominent role in [the] death." ¶16. The court cautions that peripheral or completely attenuated events won't suffice. ¶17. (Note: This result shows the difficulty in challenging causation. Another way of looking at this case is to ask whether the victim's attempted escape was an intervening circumstance which amounted to an independent cause. The answer to that question is undoubtedly no, especially after State v. Oimen, 184 Wis. 2d 423, 516 N.W.2d 399 (1994): acts taken by a victim in direct response to an assault will rarely if ever break a causal connection, even when the victim himself becomes violent. Besides, it a bit hard to argue attenuation when you yourself shoot the victim. The question might have been a bit closer if the issue was a codefendant's ptac liability for Miller's act, though even then the outcome probably wouldn't be different - see State v. Glenn, 199 Wis.2d 575, 545 N.W.2d 230 (1996). Why charge carjacking, instead of first-degree intentional homicide? Probably because carjacking/causing-death (also a Class A felony) doesn't require proof of that nettlesome element of intent.) |
| Homicide -- Causation -- "Year and a Day" Rule |
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State v. Waylon Picotte, 2003 WI 42, on certification For Picotte: John T. Wasielewski Issue: Whether conviction for homicide is barred because the victim did not die within a year and a day of infliction of the fatal injuries. Holding: ¶5. We disagree with the circuit court and hold that the defendant's conviction in this case is barred by the common-law year-and-a-day rule. In order to reach this conclusion, we must address four successive questions of law that this court decides independent of the circuit court but benefiting from the circuit court's analysis. The four questions and this court's answers to them are as follows:1. Is the common-law year-and-a-day rule the law in Wisconsin? We agree with both the State and the defendant that the year-and-a-day rule has been the law of Wisconsin since statehood, preserved through Article XIV, Section 13 of the Wisconsin Constitution.(This is all clear enough: The year+ rule is viable up to 5/16/03, null subsequently. Conduct ultimately resulting in death must occur on or after 5/17/03 in order to come within the new (post-abrogation) regime. Beyond that, it is "clear that Article XIV, Section 13 specifically incorporates the common law of England as it existed in 1776 into the law of this state.” ¶10. Discerning which common law rules might require resort to such authorities as this (Blackstone); or this (Bracton); or this (Hale). Keep in mind that the supreme court has the authority to abrogate your genealogical effort, ¶24, and isn’t indifferent to its exercise, see State v. Hobson, 218 Wis. 2d 350, 577 N.W.2d 825 (1998). |